Begin Date/End Date

Click inside the Begin Date and End Date boxes and select your desired dates to view transactions from a specific time period.

Transaction Type

The Transaction Type column lists the types of investment transactions present in your portfolio:

• BUY - indicates that a security was bought.
• CASH - lists the initial $100,000 cash in your portfolio when you started the SMG. This can also indicate that there was a corporate action in which a stock in your portfolio was acquired for cash instead of receiving shares of the acquiring company.
• CONVER - indicates that a security in the portfolio underwent a corporate action in which it was exchanged for another security.
• CSHLIEU - indicates that cash was awarded for partial shares in a corporate action in which shares of a new security were exchanged or when a split has taken place.
• CXLSELL - indicates that the original sell trade was cancelled due to a system error.
• CXLBUY – indicates that the original buy trade was cancelled due to a system error.
• CXLDIV - indicates that the dividend payout was cancelled due to a system error.
• CXLINTBND - indicates that interest paid on a bond was cancelled due to a system error.
• CXLINTCRD - indicates that interest received for cash held in a portfolio was cancelled due to a system error.
• CXLINTDEB - indicates that interest paid on a margin loan was cancelled due to a system error.
• DIV - indicates that a dividend was paid on a stock held in your portfolio.
• DIVSPL - indicates that a stock held in your portfolio split or new shares have been added to the portfolio.
• DIV CHG - - indicates that a dividend was charged on a stock sold short in your portfolio.
• INT - indicates that non-taxable interest on a security has been paid.
• INTBND - indicates that interest has been paid on a bond in the portfolio.
• INTCRD - indicates that interest was received for cash held in your portfolio.
• INTDEB - indicates that interest was paid on a margin loan.
• LQD - indicates that a liquidation of a security has taken place.
• MERGER - indicates that company merged with another company and has a new ticker symbol. Both symbols will be listed.
• PRNCPL - indicates that a security has been redeemed for cash.
• REDEEM - indicates that a security has been redeemed for cash.
• REVSPLT - indicates that a stock in your portfolio experienced a reverse split.
• SELL - indicates that a security in the portfolio was sold.
• SHORT COVER - indicates the closing of a short position by covering the short.
• SHORT SELL - indicates a short position was opened and stocks were short sold.
• SPNOFF - indicates that a spinoff of a parent company has taken place and shares of a new security will appear in the portfolio.
• STK EX> - indicates that the ticker symbol, CUSIP, or the company name changed for a security that was in your portfolio.
• TENDER - indicates that a security has been redeemed for cash.

NOTE: If an Asterisk (*) appears beside a transaction type, that means that a manual correction was made regarding a stock in your portfolio.

Shares or $ Value

The Shares or $ Value column lists the number of shares of a stock or mutual fund or dollar value of a bond involved in a transaction. Treasury bonds trade in increments of $1,000. Municipal and corporate bonds trade in increments of $100.

Date

The Date column lists the date that a particular transaction took place.

Cost Per Share or $100 Column

The Cost Per Share or $100 (per bond) column lists the cost per share of buying a security or short covering a stock. For sells and short sells, the Cost Per Share or $100 column lists the amount of money received per share. For bonds, the value is the cost per $100 for purchases/sells. The Cost Per Share or $100 does NOT include the commission fee nor accrued interest.

Net Amount Column

The Net Amount column lists the total dollar amount paid out or received for each transaction listed. This amount includes broker commission fees for all transactions (for bonds also includes accrued interest).

Fees & Commission

The Fees & Commission column lists all the fees and commissions paid for each transaction entered.

Corporate Actions

A ticker with a Net Cost of zero with INF (meaning "infinity") as its % Unrealized Gains/Losses indicates the shares associated with this ticker were derived from a corporate action. This can be as simple as a change of a stock symbol name or as complex as a ticker derived from a forward or reverse split. Company mergers and stock splits are the two most common corporate actions. You will be notified in advance of such actions when possible. Usually corporate actions are detailed in company press releases and you are encouraged to keep an eye on the company news for your held tickers as well.

If a corporate action replaces currently held shares of stock with shares of another stock or stocks, corresponding entries can be found on the Transaction History page. Teams should compare the original cost of the position from Transaction History and compare to Current Value on the Account Holdings page to determine the true gain or loss.